Brockerage Fees & Commissions

Online Trades

1-3,000 shares

$9.00

3,001+

$9.00 plus $.02 per share over 3,000 shares

Broker-Assisted Trades

$24.95 plus $0.03 per share

Options Trades

Online Trades

$30.00 plus $1.75 per contract

Broker-Assisted Trades

$40.00 plus $1.75 per contract

Penny Stocks
(less than $1.00/share)

Online Trades

3% of the total trade value, with an overriding minimum of $19.95 per trade

Broker-Assisted Trades

$24.95 plus 3% of the total trade value

Mutual Funds

No Load**

$50.00 per transaction

No Load without transaction fee**

n/a

Load Fund

No transaction fee, load applies

**No Load funds must be held for 90 days or a 1% fee will apply.

Forex

Minimums Apply

No Commissions but prevailing spread

Margin Interest Rates

Net Debit Balance

Surcharge Over Broker’s Call Rate

$0 to $24,999

3.75%

$25,000 to $49,999

3.50%

$50,000 to $99,999

3.00%

$100,000 to $249,999

2.75%

$250,000 to $999,999

2.50%

$1,000,000 and over

1.00%

Note: If a deficit occurs in a cash account, GIBRALTAR CAPITAL will charge interest based on the criteria set forth until funds have been received.

Corporate and Government Bonds
(Broker-Assisted)

To invest in fixed income securities – contact Account Representative

Less than 25 bonds

$25.00 flat fee + $2.00 per bond

25 bonds or greater

$25.00 flat fee + $1.75 per bond

Restricted Stock

Processing fee

$100.00 per security

Miscellaneous Fees

Late Payment

$15.00

Returned Check

$25.00

Duplicate Statements and Confirms

$10.00

Transfer of Securities into name other than name on Account (per issue)

$60.00

DTC Transfer of Securities (per occurrence)

$60.00

Account Transfer – Out

$75.00

Transfer and Shipping of a Physical Certificate

$60.00

Overnight Check Fee

$15.00

Wire Transfer

$15.00

Other than U.S./Euro
and Physical Securities

$2.00 per position per month

Other than U.S./Euro
Securities Processing Fee

$75.00 per item

Annual Safekeeping

No fee with one transaction per year; otherwise, $25.00 per year.